OpenArc provides white glove financial guidance for executives and senior leaders with complex compensation and regulatory considerations, supported by a dedicated wealth management advisor model that ensures each client receives personalized, ongoing guidance. This experienced team delivers specialized expertise in Rule 10b5‑1 trading plans, concentrated stock strategies, equity award analysis, and integrated wealth planning. Complemented by advanced technology, including tools such as Grantd, our approach provides enhanced visibility into complex compensation and supports informed decision making through a personalized, concierge‑style approach.
Solutions
An OpenArc advisor can help facilitate sales of large blocks of shares, potentially achieving a more favorable execution price than regular open market execution and avoiding inadvertent volatility in the market price of company stock.
For plan sponsors offering Rule 10b5-1 trading plans, OpenArc offers personalized plan support by one of the financial industry’s most experienced teams. Through vigilant systematic trading of company stock, these plans can help individual shareholders navigate complex securities laws and regulations, while offering diversification opportunities for those holding concentrated positions.
When it comes to equity awards, making the right decisions at the right time can be tricky for award holders acting on their own. That’s why OpenArc’s Award Analysis, powered by Grantd, supports confident, data-driven decisions. An Award Analysis report includes information that can aid in timely decision-making:
- A concise equity awards summary
- Award valuation (including intrinsic value, after-tax value, and Black-Scholes value)
- Comparative analysis of stock option values based on modeling variables, such as exercise dates, market prices, and other modeling and valuation techniques
Each employee’s dedicated wealth management advisor provides personalized, timely outreach—supplementing electronic and hard copy notifications with direct calls or text messages. This proactive engagement helps ensure critical deadlines, decisions, and next steps are clearly communicated and not overlooked.
With a holistic view, a dedicated wealth management advisor will integrate equity awards, retirement plans, non-qualified deferred compensation plans, and other financial benefits into a comprehensive wealth strategy. We also provide estate, tax (planning and filing), insurance, and philanthropic services to further support individuals’ long-term goals. To streamline major purchases, we also offer discounted lending programs for real estate and other investments.
Block-trade execution and concentrated stock management
An OpenArc advisor can help facilitate sales of large blocks of shares, potentially achieving a more favorable execution price than regular open market execution and avoiding inadvertent volatility in the market price of company stock.
Rule 10b5-1 trading plan strategy
For plan sponsors offering Rule 10b5-1 trading plans, OpenArc offers personalized plan support by one of the financial industry’s most experienced teams. Through vigilant systematic trading of company stock, these plans can help individual shareholders navigate complex securities laws and regulations, while offering diversification opportunities for those holding concentrated positions.
Strategic equity award analysis
When it comes to equity awards, making the right decisions at the right time can be tricky for award holders acting on their own. That’s why OpenArc’s Award Analysis, powered by Grantd, supports confident, data-driven decisions. An Award Analysis report includes information that can aid in timely decision-making:
- A concise equity awards summary
- Award valuation (including intrinsic value, after-tax value, and Black-Scholes value)
- Comparative analysis of stock option values based on modeling variables, such as exercise dates, market prices, and other modeling and valuation techniques
Proactive account notices
Each employee’s dedicated wealth management advisor provides personalized, timely outreach—supplementing electronic and hard copy notifications with direct calls or text messages. This proactive engagement helps ensure critical deadlines, decisions, and next steps are clearly communicated and not overlooked.
Personalized wealth management strategies
With a holistic view, a dedicated wealth management advisor will integrate equity awards, retirement plans, non-qualified deferred compensation plans, and other financial benefits into a comprehensive wealth strategy. We also provide estate, tax (planning and filing), insurance, and philanthropic services to further support individuals’ long-term goals. To streamline major purchases, we also offer discounted lending programs for real estate and other investments.